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Regulatory/Compliance - 360 Degree Feedback Survey Sample #5





360-Degree Assessment Survey

Questionnaires Measuring Regulatory/Compliance:
Survey 1 (4-point scale; Competency Comments)
Survey 2 (4-point scale; Competency Comments)
Survey 3 (5-point scale; Competency Comments)
Survey 4 (5-point scale; radio buttons)
Survey 5 (4-point scale; words)
Survey 6 (4-point scale; words)
Survey 7 (5-point scale; competency comments; N/A)
Survey 8 (3-point scale; Agree/Disagree words; N/A)
Survey 9 (3-point scale; Strength/Development; N/A)
Survey 10 (Comment boxes only)
Survey 11 (Single rating per competency)
Survey 12 (Slide-bar scale)
Survey 13 (4-point scale; numbers; floating anchors)
Survey 14 (4-point scale; N/A)
Dear Employee:

Thank you for providing feedback for the recipient above. As you respond, please draw on your first-hand experience with this individual in the past 12 months. Rate each item using the scale shown. If you don't feel you have enough first-hand information to rate a certain item, please choose the Not Applicable option. Comments can be very helpful; at a minimum where you give a particularly high or low rating, please share your reasons in the Closing Comments section. Your responses will be compiled with feedback from others and presented to the recipient to help guide their ongoing development.

Sample Result Document:
Sample Results
Partially completed forms can be saved by using the Save/Still Working button at the bottom of the page. You may return at a later time to complete/edit the form. Your saved responses will be shown each time you re-visit the feedback form. When you are certain that you have completed your responses and will be not making any changes, click the Complete button.

Please ensure that your submission is made by .

Thank you for your participation in the survey.

Management Team



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Regulatory/Compliance

Role
Model
Capable and
Effective
Somewhat
Effective
Needs
Development
  1. Creates a company compliance manual for distribution to the employees.
  1. Reviews transactions for potential misconduct.
  1. Investigates risk mitigation strategies.
  1. Observes, monitors and coordinates compliance activities.
  1. Maintains a compliance data recordkeeping system.


Adaptability

Role
Model
Capable and
Effective
Somewhat
Effective
Needs
Development
  1. Adjusts plans as needed based on changing conditions.
  1. Will stop what they are doing to help colleagues in need.
  1. Continually trying to improve skills to remain current.
  1. Is flexible and open minded in dealing with others.
  1. Can take on new assignments.


Feedback

Role
Model
Capable and
Effective
Somewhat
Effective
Needs
Development
  1. Seeks feedback to enhance performance.
  1. Looks to others for input.
  1. Accepts the views of others.
  1. Shares past experiences with others as learning opportunities.
  1. Is visible and approachable.


Managing Performance

Role
Model
Capable and
Effective
Somewhat
Effective
Needs
Development
  1. Recognizes team members when they contribute significantly to the team.
  1. Sets and maintains high standards for self and others.
  1. Administers the performance rewards program in a fair and equitable manner.
  1. Establishes indicators to measure levels of performance.
  1. Ensures team members receive rewards for positive performance accomplishments.


Quality

Role
Model
Capable and
Effective
Somewhat
Effective
Needs
Development
  1. Influences others to achieve high quality standards.
  1. Holds employees accountable for their quality of work.
  1. Analyze what occurred and re-adjusts accordingly when goals are not met.
  1. Presents quality information and data in an easy to understand format.
  1. Always strives to produce the highest quality work products.


Business Acumen

Role
Model
Capable and
Effective
Somewhat
Effective
Needs
Development
  1. Provides a high level of business services to customers.
  1. Assists others in understanding business changes.
  1. Is up-to-date with regulatory guidelines and policies.
  1. Exhibits behavior that is consistent with the vision, mission, and core values of the organization
  1. Understands consumer behaviors and how they may change in the future.



  1. Overall, please rate the effectiveness of [Participant Name Here].






  2. Strengths


  3. Areas for Development


  4. Please give any final comments or suggestions for [Participant Name Here]'s assessment.